CFA Institute ESG-Investing Exam Questions Instant Access

Question 1

In Australia, a managing director of a company is the:

Aexecutive chair.

Bonly executive director.

Cformer CEO of the company.

Answer : B

Question 2

Which of the following statements regarding the UK Stewardship Code is accurate? The Code:

ARequires signatories to report quarterly on their stewardship activities.

BIncludes principles for asset owners, asset managers, and service providers.

CAllows signatories to fulfill its demands solely by publishing policy statements.

Answer : B

Question 3

Which of the following statements is least accurate? Compared to social and environmental factors, governance has a:

Agreater link to financial performance.

Bgreater consideration in traditional investment analysis.

Cgreater materiality for private companies than for public companies.

Answer : C

Question 4

Which of the following is most likely associated with positive screening?

AGreen investing

BThematic investing

CBest-in-class investing

Answer : C

Question 5

Scores used to construct ESG index benchmarks can be

Adata based, but not rating based

Brating based, but not data based.

Cboth data based and rating based

Answer : C

Question 6

A family office is best categorized as an:

Aasset owner.

Bintermediary.

Casset manager.

Answer : A

Question 7

Which of the following best describes a mature ESG regulatory framework? A government putting forward:

AA 'comply or explain' ESG regulation

BVoluntary ESG corporate disclosures

CESG implementation and reporting guidelines

Answer : A

CFA Institute Certificate in ESG Investing ESG-Investing Exam Questions