Which of the following statements best describes the relationship between privacy and security?
Answer : A
Security systems are essential for protecting data and ensuring that privacy policies are followed. Effective security measures can enforce access controls, encryption, and other protections that help maintain data confidentiality, integrity, and availability. By implementing robust security systems, organizations can ensure that personal information is handled according to privacy policies and regulatory requirements. The IAPP highlights that security is a foundational component for achieving privacy compliance.
IAPP Certification Textbooks, specifically the sections on the relationship between privacy and security.
'Privacy and Data Protection: An Integrated Approach,' IAPP White Paper.
SCENARIO
You have just been hired by Ancillary.com, a seller of accessories for everything under the sun, including waterproof stickers for pool floats and decorative bands and cases for sunglasses. The company sells cell phone cases, e-cigarette cases, wine spouts, hanging air fresheners for homes and automobiles, book ends, kitchen implements, visors and shields for computer screens, passport holders, gardening tools and lawn ornaments, and catalogs full of health and beauty products. The list seems endless. As the CEO likes to say, Ancillary offers, without doubt, the widest assortment of low-price consumer products from a single company anywhere.
Ancillary's operations are similarly diverse. The company originated with a team of sales consultants selling home and beauty products at small parties in the homes of customers, and this base business is still thriving. However, the company now sells online through retail sites designated for industries and demographics, sites such as ''My Cool Ride" for automobile-related products or ''Zoomer'' for gear aimed toward young adults. The company organization includes a plethora of divisions, units and outrigger operations, as Ancillary has been built along a decentered model rewarding individual initiative and flexibility, while also acquiring key assets. The retail sites seem to all function differently, and you wonder about their compliance with regulations and industry standards. Providing tech support to these sites is also a challenge, partly due to a variety of logins and authentication protocols.
You have been asked to lead three important new projects at Ancillary:
The first is the personal data management and security component of a multi-faceted initiative to unify the company's culture. For this project, you are considering using a series of third- party servers to provide company data and approved applications to employees.
The second project involves providing point of sales technology for the home sales force, allowing them to move beyond paper checks and manual credit card imprinting.
Finally, you are charged with developing privacy protections for a single web store housing all the company's product lines as well as products from affiliates. This new omnibus site will be known, aptly, as ''Under the Sun.'' The Director of Marketing wants the site not only to sell Ancillary's products, but to link to additional products from other retailers through paid advertisements. You need to brief the executive team of security concerns posed by this approach.
If you are asked to advise on privacy concerns regarding paid advertisements, which is the most important aspect to cover?
Answer : C
When dealing with paid advertisements, the most important privacy concern is the collection of personal information by cookies linked to the advertising network.
Cookies and Advertising Networks: Cookies are small data files stored on the user's device by websites to track user behavior and preferences. Advertising networks use these cookies to collect personal information and build detailed user profiles for targeted advertising.
Privacy Concerns: The primary concern is that these cookies can collect a vast amount of personal data without explicit user consent. This data can include browsing habits, location, and sometimes even more sensitive information.
Regulatory Compliance: Various regulations, such as the General Data Protection Regulation (GDPR) in Europe and the California Consumer Privacy Act (CCPA) in the U.S., mandate strict guidelines on how personal data can be collected, stored, and used. Non-compliance can lead to significant legal penalties.
Best Practices: Companies need to ensure transparency about data collection practices, obtain user consent, provide options to opt-out, and implement robust security measures to protect collected data.
IAPP Privacy Management, Information Privacy Technologist Certification Textbooks
GDPR Articles 4, 7, and 21
CCPA Sections 1798.100 - 1798.199
What has been found to undermine the public key infrastructure system?
Answer : C
Public key infrastructure (PKI) relies heavily on the trustworthiness of certificate authorities (CAs). These CAs are responsible for issuing and verifying digital certificates. If a CA is compromised or disreputable, the entire PKI system's integrity can be undermined because the certificates it issues can no longer be trusted. This can lead to a range of security issues, including the potential for man-in-the-middle attacks, as malicious actors could exploit compromised certificates to impersonate legitimate entities. Thus, maintaining reputable and secure CAs is critical to the PKI system's effectiveness.
Which is NOT a way to validate a person's identity?
Answer : B
Validating a person's identity typically involves methods such as something they know (e.g., a password or personal information), something they have (e.g., a smartcard), or something they are (e.g., biometric data). A program that creates random passwords does not validate identity; it merely generates passwords. Identity validation methods must involve a process where the individual proves who they are, such as through knowledge-based, possession-based, or biometric-based verification.
Which of the following would best improve an organization' s system of limiting data use?
Answer : A
Implementing digital rights management (DRM) technology would best improve an organization's system of limiting data use. DRM technology helps control how data is used, shared, and accessed within and outside the organization by enforcing policies and permissions. This ensures that data is only used in ways that comply with organizational policies and legal requirements, thereby limiting unauthorized or inappropriate use of data.
IAPP CIPT Study Guide: The role of DRM in controlling data use.
GDPR, Article 25: Data protection by design and by default, which includes using technologies like DRM to enforce data usage policies.
SCENARIO
Kyle is a new security compliance manager who will be responsible for coordinating and executing controls to ensure compliance with the company's information security policy and industry standards. Kyle is also new to the company, where collaboration is a core value. On his first day of new-hire orientation, Kyle's schedule included participating in meetings and observing work in the IT and compliance departments.
Kyle spent the morning in the IT department, where the CIO welcomed him and explained that her department was responsible for IT governance. The CIO and Kyle engaged in a conversation about the importance of identifying meaningful IT governance metrics. Following their conversation, the CIO introduced Kyle to Ted and Barney. Ted is implementing a plan to encrypt data at the transportation level of the organization's wireless network. Kyle would need to get up to speed on the project and suggest ways to monitor effectiveness once the implementation was complete. Barney explained that his short-term goals are to establish rules governing where data can be placed and to minimize the use of offline data storage.
Kyle spent the afternoon with Jill, a compliance specialist, and learned that she was exploring an initiative for a compliance program to follow self-regulatory privacy principles. Thanks to a recent internship, Kyle had some experience in this area and knew where Jill could find some support. Jill also shared results of the company's privacy risk assessment, noting that the secondary use of personal information was considered a high risk.
By the end of the day, Kyle was very excited about his new job and his new company. In fact, he learned about an open position for someone with strong qualifications and experience with access privileges, project standards board approval processes, and application-level obligations, and couldn't wait to recommend his friend Ben who would be perfect for the job.
Which data practice is Barney most likely focused on improving?
Answer : C
Barney's focus on establishing rules governing where data can be placed and minimizing the use of offline data storage indicates a concern with data retention practices. Proper data retention policies ensure that data is stored appropriately and retained for the necessary duration to meet regulatory and business requirements, reducing risks associated with excessive or improperly stored data.
IAPP CIPT Study Guide: Data Lifecycle Management.
IAPP Certified Information Privacy Technologist (CIPT) Handbook: Section on Data Retention and Storage.
SCENARIO
Carol was a U.S.-based glassmaker who sold her work at art festivals. She kept things simple by only accepting cash and personal checks.
As business grew, Carol couldn't keep up with demand, and traveling to festivals became burdensome. Carol opened a small boutique and hired Sam to run it while she worked in the studio. Sam was a natural salesperson, and business doubled. Carol told Sam, ''I don't know what you are doing, but keep doing it!"
But months later, the gift shop was in chaos. Carol realized that Sam needed help so she hired Jane, who had business expertise and could handle the back-office tasks. Sam would continue to focus on sales. Carol gave Jane a few weeks to get acquainted with the artisan craft business, and then scheduled a meeting for the three of them to discuss Jane's first impressions.
At the meeting, Carol could not wait to hear Jane's thoughts, but she was unprepared for what Jane had to say. ''Carol, I know that he doesn't realize it, but some of Sam's efforts to increase sales have put you in a vulnerable position. You are not protecting customers' personal information like you should.''
Sam said, ''I am protecting our information. I keep it in the safe with our bank deposit. It's only a list of customers' names, addresses and phone numbers that I get from their checks before I deposit them. I contact them when you finish a piece that I think they would like. That's the only information I have! The only other thing I do is post photos and information about your work on the photo sharing site that I use with family and friends. I provide my email address and people send me their information if they want to see more of your work. Posting online really helps sales, Carol. In fact, the only complaint I hear is about having to come into the shop to make a purchase.''
Carol replied, ''Jane, that doesn't sound so bad. Could you just fix things and help us to post even more online?"
'I can," said Jane. ''But it's not quite that simple. I need to set up a new program to make sure that we follow the best practices in data management. And I am concerned for our customers. They should be able to manage how we use their personal information. We also should develop a social media strategy.''
Sam and Jane worked hard during the following year. One of the decisions they made was to contract with an outside vendor to manage online sales. At the end of the year, Carol shared some exciting news. ''Sam and Jane, you have done such a great job that one of the biggest names in the glass business wants to buy us out! And Jane, they want to talk to you about merging all of our customer and vendor information with theirs beforehand."
When initially collecting personal information from customers, what should Jane be guided by?
Answer : C
When collecting personal information from customers, Jane should be guided by data minimization principles. These principles emphasize that only the minimum necessary amount of personal data should be collected for any given purpose. This aligns with best practices in data management to ensure that organizations do not hold more personal data than necessary, thus reducing the risk of data breaches and enhancing privacy protection. According to the IAPP, data minimization is a foundational principle that helps mitigate privacy risks by limiting the amount and types of data collected, processed, and stored.